SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Moorin Jay

(Last) (First) (Middle)
C/O PROQUEST INVESTMENTS
2430 VANDERBILT BEACH ROAD, #108 - 190

(Street)
NAPLES FL 34109

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AGILE THERAPEUTICS INC [ AGRX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/23/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/23/2015 P 811,966 A $5.85 4,668,663 I See footnote(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock options (right to buy) $6 (2) 05/21/2024 Common Stock 21,000 21,000 I See footnote(3)
1. Name and Address of Reporting Person*
Moorin Jay

(Last) (First) (Middle)
C/O PROQUEST INVESTMENTS
2430 VANDERBILT BEACH ROAD, #108 - 190

(Street)
NAPLES FL 34109

(City) (State) (Zip)
1. Name and Address of Reporting Person*
SCHREIBER ALAIN

(Last) (First) (Middle)
C/O PROQUEST INVESTMENTS
2430 VANDERBILT BEACH ROAD, #108 - 190

(Street)
NAPLES FL 34109

(City) (State) (Zip)
1. Name and Address of Reporting Person*
ProQuest Investments III, L.P.

(Last) (First) (Middle)
2430 VANDERBILT BEACH ROAD, #108 - 190

(Street)
NAPLES FL 34109

(City) (State) (Zip)
1. Name and Address of Reporting Person*
ProQuest Associates III LLC

(Last) (First) (Middle)
2430 VANDERBILT BEACH ROAD, #108 - 190

(Street)
NAPLES FL 34109

(City) (State) (Zip)
1. Name and Address of Reporting Person*
ProQuest Investments IV, L.P.

(Last) (First) (Middle)
2430 VANDERBILT BEACH ROAD, #108 - 190

(Street)
NAPLES FL 34109

(City) (State) (Zip)
1. Name and Address of Reporting Person*
ProQuest Associates IV LLC

(Last) (First) (Middle)
2430 VANDERBILT BEACH ROAD, #108 - 190

(Street)
NAPLES FL 34109

(City) (State) (Zip)
Explanation of Responses:
1. Of such shares, 3,103,488 are owned by ProQuest Investments III, L.P. ("Investments III"), of which ProQuest Associates III LLC ("Associates III") is the general partner, and 1,565,175 are owned by ProQuest Investments IV, L.P., ("Investments IV"), of which ProQuest Associates IV LLC ("Associates IV") is the general partner. Jay Moorin and Alain Schreiber are managing members of Associates III and Associates IV. Each individual managing member disclaims beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
2. One-third of such options will vest on May 22 of each of 2015, 2016 and 2017.
3. Such options are held by ProQuest Management, L.L.C., of which Messrs. Moorin and Schreiber are managing members.Each individual managing member disclaims beneficial ownership of these shares, except to the extent of their pecuniary interest in such shares.
Remarks:
/s/ Pasquale DeAngelis 01/23/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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