As filed with the Securities and Exchange Commission on March 9, 2016

Registration No. 333-         

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM S-8

 

REGISTRATION STATEMENT

Under

The Securities Act of 1933

 


 

AGILE THERAPEUTICS, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

23-2936302

(State or other jurisdiction

 

(IRS Employer Identification No.)

of incorporation or organization)

 

 

 

101 Poor Farm Road

Princeton, New Jersey 08540

(Address of principal executive offices) (Zip Code)

 


 

Agile Therapeutics, Inc. 2014 Incentive Compensation Plan

(Full title of the Plans)

 


 

Alfred Altomari

Chief Executive Officer

Agile Therapeutics, Inc.

101 Poor Farm Road

Princeton, New Jersey 08540

(Name and address of agent for service)

 

(609) 683-1880

(Telephone number, including area code, of agent for service)

 


 

Copies to:

 

Steven M. Cohen

Emilio Ragosa

Morgan, Lewis & Bockius LLP

502 Carnegie Center

Princeton, New Jersey 08540

Telephone: (609) 919-6600

 


 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.  See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.  (Check one):

 

Large accelerated filer o

Accelerated filer x

Non-accelerated filer o

Smaller reporting company o

(Do not check if a smaller reporting company)

 

 

CALCULATION OF REGISTRATION FEE

 

 

 

 

 

 

 

 

 

 

Title of Securities to be Registered (1)

 

Amount to be
Registered(2)

 

Proposed Maximum
Offering Price
Per Share(3)

 

Proposed Maximum
Aggregate Offering
Price(3)

 

Amount of
Registration Fee

 

Common stock, $0.0001 par value, to be issued pursuant to the Registrant’s 2014 Incentive Compensation Plan

 

892,625 shares

 

$

5.94

 

$

5,302,193

 

$

534

 

(1)                                 This registration statement (the “Registration Statement”) covers shares of the Registrant’s common stock, $0.0001 par value per share (“Common Stock”), which are issuable pursuant to the Registrant’s 2014 Incentive Compensation Plan (the “2014 Plan”).

 

(2)                                 This Registration Statement shall also cover any additional shares of Common Stock which become issuable under the 2014 Plan by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without the Registrant’s receipt of consideration which results in an increase in the number of the outstanding shares of Registrant’s Common Stock.

 

(3)                                 Calculated solely for purposes of this offering under Rule 457(h) of the Securities Act of 1933, as amended (the “1933 Act”), on the basis of the average of the high and low prices per share of Registrant’s Common Stock on March 2, 2016 as reported by The NASDAQ Stock Market.

 

 

 



 

PART II

 

Information Required in the Registration Statement

 

This Registration Statement relates to the registration of an additional 892,625 shares (the “Shares”) of the common stock, par value $0.0001 per share, of Agile Therapeutics, Inc. (the “Registrant”). The Shares are securities of the same class and relate to the same employee benefit plan, the 2014 Incentive Compensation Plan, as those registered pursuant to the Registrant’s registration statements on Form S-8, previously filed with the Securities and Exchange Commission on October 17, 2014 and June 19, 2015. In accordance with General Instruction E of Form S-8, the contents of the Registrant’s registration statements on Form S-8 (File Nos. 333-199441 and 333-205116) filed with the Securities and Exchange Commission on October 17, 2014 and June 19, 2015, respectively, are incorporated herein by reference and the information required by Part II is omitted, except as supplemented by the information set forth below.

 

Item 8.  Exhibits

 

Exhibit Number

 

Exhibit

 

 

 

 

 

  5.1

 

Opinion and Consent of Morgan, Lewis & Bockius LLP.

 

23.1

 

Consent of Morgan, Lewis & Bockius LLP is contained in Exhibit 5.1.

 

23.2

 

Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm.

 

24

 

Power of Attorney. Reference is made to page 3 of this Registration Statement.

 

99.1

 

Agile Therapeutics, Inc. 2014 Incentive Compensation Plan and form of Stock Option Agreement, form of Non-Employee Director Stock Option Agreement and form of Restricted Stock Unit Issuance Agreement thereunder. (Incorporated by reference, Exhibit 10.4 to Registrant’s Third Amendment of Registration Statement on Form S-1, file number 333-194621, filed on May 9, 2014.)

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8, and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Princeton, State of New Jersey on this 9th day of March, 2016.

 

 

AGILE THERAPEUTICS, INC.

 

 

 

 

 

By:

/s/ ALFRED ALTOMARI

 

 

Alfred Altomari

 

 

Chief Executive Officer

 

 

POWER OF ATTORNEY

 

KNOW ALL PERSONS BY THESE PRESENTS:

 

That each person whose signature appears below constitutes and appoints Alfred Altomari, Chief Executive Officer, and Scott M. Coiante, Chief Financial Officer, and each of them, as such person’s true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for such person and in such person’s name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as such person might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their or his or her substitutes, may lawfully do or cause to be done by virtue thereof.

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated:

 

Signature

 

Title

 

Date

 

 

 

 

 

 

 

 

 

 

/s/ ALFRED ALTOMARI

 

Chief Executive Officer and Director (Principal Executive Officer)

 

March 9, 2016

Alfred Altomari

 

 

 

 

 

 

 

 

 

 

 

 

 

 

/s/ SCOTT M. COIANTE

 

Chief Financial Officer (Principal Financial and Accounting Officer)

 

March 9, 2016

Scott M. Coiante

 

 

 

 

 

 

 

 

 

 

 

 

 

 

/s/ KAREN HONG

 

Director

 

March 9, 2016

Karen Hong, Ph.D

 

 

 

 

 

3



 

Signature

 

Title

 

Date

 

 

 

 

 

 

 

 

 

 

/s/ JOHN HUBBARD

 

Director

 

March 9, 2016

John Hubbard, Ph.D

 

 

 

 

 

 

 

 

 

 

 

 

 

 

/s/ ABHIJEET LELE

 

Director

 

March 9, 2016

Abhijeet Lele

 

 

 

 

 

 

 

 

 

 

 

 

 

 

/s/ WILLIAM T. MCKEE

 

Director

 

March 9, 2016

William T. McKee

 

 

 

 

 

 

 

 

 

 

 

 

 

 

/s/ AJIT S. SHETTY

 

Director

 

March 9, 2016

Ajit S. Shetty, Ph.D.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

/s/ JAMES TURSI

 

Director

 

March 9, 2016

James Tursi, M.D.

 

 

 

 

 

4



 

EXHIBIT INDEX

 

Exhibit Number

 

Exhibit

 

 

 

 

 

  5.1

 

Opinion and Consent of Morgan, Lewis & Bockius LLP.

 

23.1

 

Consent of Morgan, Lewis & Bockius LLP is contained in Exhibit 5.1.

 

23.2

 

Consent of Ernst & Young LLP, Independent Registered Public Accounting Firm.

 

24

 

Power of Attorney. Reference is made to page 3 of this Registration Statement.

 

99.1

 

Agile Therapeutics, Inc. 2014 Incentive Compensation Plan and form of Stock Option Agreement, form of Non-Employee Director Stock Option Agreement and form of Restricted Stock Unit Issuance Agreement thereunder. (Incorporated by reference, Exhibit 10.4 to Registrant’s Third Amendment of Registration Statement on Form S-1, file number 333-194621, filed on May 9, 2014.)

 

5


EXHIBIT 5.1

 

OPINION AND CONSENT OF MORGAN, LEWIS & BOCKIUS LLP

 

March 9, 2016

 

Agile Therapeutics, Inc.
101 Poor Farm Road

Princeton, New Jersey 08540

 

Re:                                   Agile Therapeutics, Inc. - Registration Statement on Form S-8 for 892,625 Shares of Common Stock

 

Ladies and Gentlemen:

 

We have acted as counsel to Agile Therapeutics, Inc., a Delaware corporation (the “Company”), in connection with the registration on Form S-8 (the “Registration Statement”) under the Securities Act of 1933, as amended, of 892,625 shares of Common Stock (the “Shares”) under the Company’s 2014 Incentive Compensation Plan (the “2014 Plan”).

 

This opinion is being furnished in accordance with the requirements of Item 8 of Form S-8 and Item 601(b)(5)(i) of Regulation S-K.

 

We have reviewed the Company’s charter documents and the corporate proceedings taken by the Company in connection with the establishment and implementation of the 2014 Plan.  Based on such review, we are of the opinion that, if, as and when the Shares have been issued and sold (and the consideration therefor received) pursuant to the (a) provisions of option agreements duly authorized under the 2014 Plan and in accordance with the Registration Statement, or (b) duly authorized restricted stock units or other stock-based awards under the 2014 Plan and in accordance with the Registration Statement, such Shares will be duly authorized, legally issued, fully paid and nonassessable.

 

We consent to the filing of this opinion letter as Exhibit 5 to the Registration Statement.  In giving the opinion set forth in this letter, we do not hereby admit that we are acting within the category of persons whose consent is required under Section 7 of the Securities Act of 1933, as amended, or the rules or regulations of the Securities and Exchange Commission thereunder.

 

This opinion letter is rendered as of the date first written above and we disclaim any obligation to advise you of facts, circumstances, events or developments which hereafter may be brought to our attention and which may alter, affect or modify the opinion expressed herein.  Our opinion is expressly limited to the matters set forth above and we render no opinion, whether by implication or otherwise, as to any other matters relating to the Company, the 2014 Plan or the Shares.

 

 

 

Very truly yours,

 

 

 

 

 

/s/ MORGAN, LEWIS & BOCKIUS LLP

 


EXHIBIT 23.2

 

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

 

We consent to the incorporation by reference in this Registration Statement (Form S-8) pertaining to the Agile Therapeutics, Inc. 2014 Incentive Compensation Plan of our report dated March 9, 2016, with respect to the financial statements of Agile Therapeutics, Inc. included in its Annual Report (Form 10-K) for the year ended December 31, 2015, filed with the Securities and Exchange Commission.

 

/s/ ERNST & YOUNG LLP

 

 

Metro Park, New Jersey

March 9, 2016